Governança corporativa

RECURSO CONTRA DECISÃO DA SEP EM PROCESSO DE MULTA COMINATÓRIA – SANSUY S.A. INDÚSTRIA DE PLÁSTICOS – PROC. SEI 19957.000200/2020-43

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mso-tstyle-rowband-size:0; mso-tstyle-colband-size:0; mso-style-noshow:yes; mso-style-priority:99; mso-style-parent:""; mso-padding-alt:0cm 5.4pt 0cm 5.4pt; mso-para-margin:0cm; mso-para-margin-bottom:.0001pt; mso-pagination:widow-orphan; font-size:10.0pt; font-family:"Times New Roman",serif; border:none;} </style> <![endif] Trata-se de recurso interposto por Sansuy S.A. Indústria de Plásticos contra decisão da Superintendência de Relações com Empresas – SEP de aplicação de multa cominatória, no valor de R$ 1.750,00 (um mil, setecentos e cinquenta reais), em decorrência do não envio no prazo regulamentar, estabelecido no art. 29-A, § 1º, da Instrução CVM nº 480/09 , do Informe sobre o Código Brasileiro de Governança Corporativa relativo ao exercício de 2019. O Colegiado, com base na manifestação da área técnica, consubstanciada no Relatório nº 7/2020-CVM/SEP, deliberou, por unanimidade, pelo não provimento do recurso e a consequente manutenção da multa aplicada. Anexos MANIFESTAÇÃO DA ÁREA TÉCNICA

COMISSÃO DE VALORES MOBILIÁRIOS

Relatório nº 7/2020-CVM/SEP

Senhor Superintendente,

Trata-se de recurso interposto, em 14.01.20, pela SANSUY S.A.

INDÚSTRIA DE PLÁSTICOS, registrada na categoria A desde 01.01.10, contra a

aplicação de multa cominatória no valor de R$ 1.750,00 (mil, setecentos e

cinquenta reais), pelo atraso de 7 (sete) dias no envio do documento Informe

CBGC/2019, comunicada por meio do OFÍCIO/CVM/SEP/MC/Nº320/19, de 30.12.19

(0916663).

2. A Companhia apresentou recurso nos seguintes termos (0916658):

a) “ a Sansuy S/A Indústria de Plásticos ... considera a importância, para a

sobrevivência da companhia, do adequado atendimento às normas regulatórias

das companhias de capital aberto emitidas por esta conceituada autarquia.

Entretanto a dificuldade advinda dos diversos compromissos da companhia em

função da sua situação econômica desfavorável, têm feito com que a empresa

deixe, eventualmente, de cumprir eficazmente algumas dessas obrigações”;

b) “contudo, de acordo com o art. 3º da Instrução CVM nº 452/07, bem como art.

6º, I, da Instrução CVM nº 608/19, o Superintendente da área tem o prazo de 5

(cinco) dias úteis seguintes ao término do prazo para a entrega da informação

periódica para o envio comunicação específica”;

c) “tendo em vista o não cumprimento deste artigo apelamos pela anulação da

multa em questão. (data limite 07 de agosto de 2019 – data do ofício 30 de

dezembro de 2019)”.

Entendimento

3. O Informe sobre o Código Brasileiro de Governança

Corporativa, nos termos do § 1º do art. 29-A da Instrução CVM nº 480/09, deve

ser entregue pelo emissor registrado na categoria A autorizado por entidade

administradora de mercado à negociação de ações ou de certificados de depósitos

de ações em bolsa de valores em até 7 (sete) meses contados da data de

encerramento do exercício social.

4. Cabe destacar que não há, na Instrução CVM nº 480/09, qualquer

dispositivo que permita, à Companhia, entregar em atraso o seu Informe CBGC,

ainda que, segundo a Recorrente, “em função da sua situação econômica

desfavorável”, deixe, eventualmente, de cumprir com algumas obrigações .

5. Assim sendo, a meu ver, restou comprovado que a multa foi

aplicada corretamente, tendo em vista que: (i) ao contrário do alegado pela

Recorrente, o e-mail de alerta foi enviado, em 01.08.19 (0916664), para o

endereço eletrônico do DRI constante do Formulário Cadastral ativo à época do

envio (FC/2019 – versão 2 – encaminhado em 31.05.19 - 0923100); e (ii) a SANSUY

S.A. INDÚSTRIA DE PLÁSTICOS encaminhou o Informe sobre o Código de

Governança Corporativa (Informe CBGC/19) apenas em 09.08.19 (0923099).

Isto posto, sou pelo indeferimento do recurso apresentado pela

Relatório 7 (0923139) SEI 19957.000200/2020-43 / pg. 1

SANSUY S.A. INDÚSTRIA DE PLÁSTICOS, pelo que sugiro encaminhar o presente

processo à Superintendência Geral, para posterior envio ao Colegiado para

deliberação, nos termos do art. 13 da Instrução CVM nº 452/07.

Atenciosamente,

KELLY LEITÃO SANGUINETTI

Chefe de Seção

Ao SGE, de acordo com a manifestação da chefe de seção,

Atenciosamente,

FERNANDO SOARES VIEIRA

Superintendente de Relações com Empresas

Ciente.

À EXE, para as providências exigíveis.

ALEXANDRE PINHEIRO DOS SANTOS

Superintendente Geral

Documento assinado eletronicamente por Kelly Leitão Sanguinetti, Chefe

de Divisão em Exercício, em 24/01/2020, às 17:29, com fundamento no

art. 6º, § 1º, do Decreto nº 8.539, de 8 de outubro de 2015.

Documento assinado eletronicamente por Fernando Soares Vieira,

Superintendente, em 24/01/2020, às 17:41, com fundamento no art. 6º, §

1º, do Decreto nº 8.539, de 8 de outubro de 2015.

A autenticidade do documento pode ser conferida no site

https://sei.cvm.gov.br/conferir_autenticidade, informando o código

verificador 0923139 e o código CRC 3D9EACDA.

This document's authenticity can be verified by accessing

https://sei.cvm.gov.br/conferir_autenticidade, and typing the "Código Verificador"

0923139 and the "Código CRC" 3D9EACDA.

Relatório 7 (0923139) SEI 19957.000200/2020-43 / pg. 2