JusTerminal · CVM
CVMCRSFNCADE

CVM · Colegiado · 11/07/2023

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Decisão do Colegiado nº 19957.000127/2020-18

Decisão do Colegiadotexto integral

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PROPOSTA DE DELIBERAÇÃO - ESCLARECIMENTO SOBRE A APLICAÇÃO DO ART. 16 DO DECRETO Nº 10.178/2019, QUE REGULAMENTA A LEI DE LIBERDADE ECONÔMICA – PROC. SEI 19957.000127/2020-18

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mso-tstyle-rowband-size:0; mso-tstyle-colband-size:0; mso-style-noshow:yes; mso-style-priority:99; mso-style-parent:""; mso-padding-alt:0cm 5.4pt 0cm 5.4pt; mso-para-margin:0cm; mso-para-margin-bottom:.0001pt; mso-pagination:widow-orphan; font-size:10.0pt; font-family:"Times New Roman",serif; border:none;} </style> <![endif] O Colegiado aprovou, por unanimidade, a edição da Deliberação CVM nº 841/20, que esclarece a aplicação do art. 16 do Decreto nº 10.178/2019, que regulamenta a Lei de Liberdade Econômica . O decreto estabelece que os órgãos e entidades da administração pública federal devem editar atos normativos para estabelecer prazos máximos de análise de requerimentos de liberação de atividades econômicas. De acordo com a proposta da Superintendência de Desenvolvimento de Mercado – SDM, consubstanciada no Memorando nº 7/2020-CVM/SDM, tendo em vista que as normas da CVM já preveem prazos para concessão de autorizações sob a competência da Autarquia, entendeu-se pertinente editar a Deliberação CVM n° 841/20 com o objetivo de meramente informar o mercado e a sociedade que, para fins dos efeitos da aprovação tácita prevista no decreto, devem ser considerados os ritos e prazos de concessão de autorizações já previstos nas regulamentações específicas editadas pela CVM para cada tipo atividade. Anexos DELIBERAÇÃO CVM 841

PROPOSTA DE RESOLUÇÃO – ALTERAÇÕES PONTUAIS DA RESOLUÇÃO CVM Nº 9/2020 – PROC. 19957.000127/2020-18

Trata-se de proposta de edição da Resolução CVM nº 185/2023, que altera, pontualmente, a Resolução CVM nº 9/2020, a fim de adequar a norma ao disposto no caput do art. 11 do Decreto n° 10.178/2019, que determina que o órgão ou a entidade não poderá estabelecer prazo superior a 60 dias para a decisão administrativa acerca do ato público de liberação de atividade econômica, salvo exceção prevista em seu §1º. De acordo com a proposta apresentada pela área técnica, a norma também promove as seguintes alterações: (i) inclusão do prazo de até 10 (dez) dias para que a área técnica indique ao participante a ausência de algum documento previsto para a instrução do pedido de autorização; e (ii) mudança de competência da Superintendência de Supervisão de Investidores Institucionais – SIN para a Superintendência de Supervisão de Securitização – SSE, de acordo com o Regimento Interno da CVM, nos termos da Resolução CVM nº 24/2021. Adicionalmente, a área técnica destacou que: (i) desde a entrada em vigor do Decreto n° 10.178/2019 não houve pedido para concessão de registro para atividade de classificação de risco de crédito; e (ii) não foram encontradas outras divergências em relação aos prazos máximos para decisão administrativa dos pedidos de atos públicos de liberação da atividade econômica apresentados à CVM e o disposto no Decreto n° 10.178/2019. Por se tratar de ato normativo cujo objetivo é a adequação regulatória definida em norma hierarquicamente superior, o normativo conta com dispensa de Análise de Impacto Regulatório (AIR), nos termos do art. 14, II, da Resolução CVM nº 67/2022, e do art. 4º, II, do Decreto n° 10.411/2020. Da mesma forma, o ajuste não foi submetido à consulta pública por tratar de alteração normativa específica e pontual, nos termos do art. 31, I, "a", da Resolução CVM n° 67/2022. O Colegiado, por unanimidade, aprovou a edição da Resolução CVM nº 185/2023. Anexos RESOLUÇÃO CVM 185

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